GE Vernova Financial Services Limited

Date authorised
1 April 2013
Companies House
04053665
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    245 Hammersmith Road
    London
    W6 8PW
    UNITED KINGDOM
    Phone
    +447770815869

  • Complaints Contact

    245 Hammersmith Road
    London
    W6 8PW
    UNITED KINGDOM
    Phone
    +447770815869

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional, Retail (Investment)

  • Investment Advice (no pensions)

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 2 limitations
    • · The firm is limited to corporate finance business when advising retail clients
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Insurance Admin

    For Commercial, Non-investment insurance contracts

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Sean Martyn

    IRN SXM01613

    • CF29 Significant management (15 Nov 2011 to 8 Dec 2019)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 7 Jun 2004)
  • Shane Gregory Bennett

    IRN SGB01088

    • CF23 Corporate Finance Adviser (4 Feb 2005 to 1 Mar 2005)
  • Shaun Michael Pettit

    IRN SMP01106

    • CF14 Risk Assessment (21 Apr 2004 to 31 Mar 2005)
    • CF1 Director (21 Apr 2004 to 31 Mar 2005)
  • Sherwood Perry Dodge

    IRN SPD01066

    • CF1 Director (1 Dec 2001 to 30 Jun 2005)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 27 Mar 2003)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 30 Jun 2005)
  • Shyam Ramkrishna Sankar

    IRN SRS01081

    • CF30 Customer (17 Nov 2016 to 8 Dec 2019)
  • Siddharth Sharma

    IRN SXS01982

    • CF30 Customer (1 Nov 2007 to 1 Nov 2007)
    • CF23 Corporate Finance Adviser (21 Jul 2005 to 31 Oct 2007)
  • Stefan Wala

    IRN SXW01288

    • CF23 Corporate Finance Adviser (1 Dec 2001 to 1 Apr 2002)
  • Stefano Cavalleri

    IRN SXC01664

    • CF23 Corporate Finance Adviser (12 Feb 2004 to 1 Mar 2005)
  • Sunil Sabharwal

    IRN SXS01359

    • CF23 Corporate Finance Adviser (1 Dec 2001 to 13 Feb 2003)
  • Suresh Srini Vasan

    IRN SSV01005

    • CF30 Customer (1 Nov 2007 to 1 Nov 2007)
    • CF23 Corporate Finance Adviser (20 Jul 2005 to 31 Oct 2007)
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Recent activity

Updates to this firm's record on the FCA register.

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