GE Vernova Financial Services Limited

• Principal Place of Business

  245 Hammersmith Road

  London

  W6 8PW

  UNITED KINGDOM

  Phone

  +447770815869

• Complaints Contact

  245 Hammersmith Road

  London

  W6 8PW

  UNITED KINGDOM

  Phone

  +447770815869

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · The firm is limited to corporate finance business when advising retail clients
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Non-investment insurance contracts

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Swati Jayadevan

  IRN SXJ01156

  • CF21 Investment Adviser (16 Jun 2003 to 1 Mar 2005)
• Tammy Richards

  IRN TXR01134

  • CF14 Risk Assessment (12 Dec 2003 to 30 Apr 2004)
• Tanya Krasimirova Petrova

  IRN TXP00279

  • [FCA CF] Client dealing (since 1 Dec 2020)
• Uday Mathur

  IRN UXM00313

  • Responsible for Insurance Distribution (since 30 Jan 2024)
  • SMF3 Executive Director (since 30 Jan 2024)
• Vicki Harris

  IRN VJH01022

  • CF23 Corporate Finance Adviser (1 Dec 2001 to 8 Aug 2007)
• Vincent Vitores

  IRN VXV01012

  • CF23 Corporate Finance Adviser (17 Oct 2003 to 1 Mar 2005)
• Vishal Gulati

  IRN VXG01198

  • SMF3 Executive Director (since 15 Oct 2021)
• Wandile Thoba Mamba

  IRN WXM00179

  • [FCA CF] Client dealing (since 25 Jul 2022)
• William James Pearson

  IRN WJP01064

  • CF1 Director (21 Apr 2017 to 28 Jul 2017)
• William McCann

  IRN WXM00129

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 6 May 2022)

No changes recorded yet.