William James Pearson

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

True Capital Limited
FRN 725992
- [FCA CF] Client dealing (since 9 Dec 2020)
- [FCA CF] Material risk taker (since 9 Dec 2020)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- CF10 Compliance Oversight (25 Feb 2019 to 8 Dec 2019)
- CF11 Money Laundering Reporting (25 Feb 2019 to 8 Dec 2019)
- CF30 Customer (1 Nov 2017 to 8 Dec 2019)
- CF1 Director (31 Aug 2017 to 8 Dec 2019)
GE Vernova Financial Services Limited (no longer approved here)
FRN 194522
- CF1 Director (21 Apr 2017 to 28 Jul 2017)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.