GBIM Limited

• Principal Place of Business

  Milford House

  43-55 Milford Street

  Salisbury

  SP1 2BP

  UNITED KINGDOM

  Phone

  +441722424444

  Web

  https://www.gbim.co.uk

• Complaints Contact

  Milford House

  43-55 Milford Street

  Salisbury

  SP1 2BP

  UNITED KINGDOM

  Phone

  +441722424444

• Investment Advice (no pensions)

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Sarah Jane Spencer Soar

  IRN SJS01154

  • SMF3 Executive Director (7 Nov 2022 to 18 Dec 2024)
• Scott William Wallis

  IRN SXW00492

  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 14. Managing investments
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Client dealing (since 20 Sep 2021)
  • [FCA CF] Functions requiring qualifications (since 20 Sep 2021)
• Simon Andrew Jackson

  IRN SAJ01042

  • [FCA CF] Client dealing (9 Dec 2019 to 30 Apr 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Apr 2024)
  • CF30 Customer (19 Jul 2013 to 8 Dec 2019)
• Simon Edward Vivian James

  IRN SEJ01020

  • SMF3 Executive Director (9 Dec 2019 to 25 Nov 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2023)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Jun 2023)
  • CF30 Customer (19 Jul 2013 to 8 Dec 2019)
  • CF3 Chief Executive (19 Jul 2013 to 1 Sep 2017)
  • CF11 Money Laundering Reporting (19 Jul 2013 to 30 May 2017)
  • CF1 Director (19 Jul 2013 to 8 Dec 2019)
• Simon Trevor Hebb

  IRN STH01024

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 12 Jan 2024)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • [FCA CF] Client dealing (9 Dec 2019 to 10 Jul 2023)
  • SMF3 Executive Director (9 Dec 2019 to 25 Nov 2022)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Jul 2023)
  • CF10 Compliance Oversight (4 Dec 2019 to 8 Dec 2019)
  • CF1 Director (4 Dec 2019 to 8 Dec 2019)
  • CF30 Customer (19 Jul 2013 to 8 Dec 2019)
• Thomas Staddon

  IRN TXS04223

  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 14. Managing investments
  • [FCA CF] Functions requiring qualifications (since 24 Mar 2026)
  • [FCA CF] Client dealing (since 24 Mar 2026)
• Tin Zar Min Min

  IRN TXM00264

  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 14. Managing investments
  • [FCA CF] Functions requiring qualifications (since 10 Jun 2021)
  • [FCA CF] Client dealing (since 10 Jun 2021)

No changes recorded yet.