Scott William Wallis

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HAWKSMOOR INVESTMENT MANAGEMENT LIMITED

    FRN 472929

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Client dealing (since 17 Apr 2023)
    • [FCA CF] Functions requiring qualifications (since 17 Apr 2023)
  • GBIM Limited

    FRN 593265

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 20 Sep 2021)
    • [FCA CF] Functions requiring qualifications (since 20 Sep 2021)

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