Simon Edward Vivian James

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • GBIM Limited (no longer approved here)

    FRN 593265

    • SMF3 Executive Director (9 Dec 2019 to 25 Nov 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Jun 2023)
    • CF1 Director (19 Jul 2013 to 8 Dec 2019)
    • CF30 Customer (19 Jul 2013 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (19 Jul 2013 to 30 May 2017)
    • CF3 Chief Executive (19 Jul 2013 to 1 Sep 2017)

Recent activity

Updates to this individual's record on the FCA register.

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