GAM London Limited

• Principal Place of Business

  8 Finsbury Circus

  London

  EC2M 7GB

  UNITED KINGDOM

  Phone

  +4402074939990

  Web

  https://www.gam.com

• Complaints Contact

  8 Finsbury Circus

  London

  EC2M 7GB

  UNITED KINGDOM

  Phone

  +4402074939990

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Steven Christopher Brennan

  IRN SCB01162

  • CF1 Director (7 Aug 2012 to 20 Jan 2016)
• Steven Williams

  IRN SXW02339

  • [FCA CF] Manager of certification employee (since 20 Dec 2024)
  • [FCA CF] Client dealing (since 20 Dec 2024)
  • [FCA CF] Significant management (since 20 Dec 2024)
• Sukandan Inthirarajah

  IRN SXI01120

  • [FCA CF] Client dealing (8 Feb 2021 to 14 Apr 2021)
  • CF30 Customer (26 May 2017 to 8 Dec 2019)
• Sylvia Brierley

  IRN SXB01943

  • CF30 Customer (1 Nov 2007 to 16 Jul 2012)
  • CF21 Investment Adviser (18 Oct 2007 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (25 Jan 2005 to 6 Oct 2005)
• Therese Axelsson

  IRN TXA01651

  • CF30 Customer (12 Aug 2016 to 8 Jan 2019)
• Thomas James Walker

  IRN TJW01155

  • CF30 Customer (25 Oct 2016 to 8 Dec 2019)
• Thomas O'Hara

  IRN TXO01198

  • [FCA CF] Client dealing (since 5 Dec 2025)
  • [FCA CF] Material risk taker (since 5 Dec 2025)
  • [FCA CF] Manager of certification employee (since 5 Dec 2025)
• Thomas Peter Laker

  IRN TXL00135

  • [FCA CF] Client dealing (21 Jul 2021 to 31 Dec 2022)
• Thomas Sandison Powell-Tuck

  IRN TXP01492

  • [FCA CF] Functions requiring qualifications (8 Feb 2021 to 9 Jun 2022)
  • [FCA CF] Client dealing (8 Feb 2021 to 9 Jun 2022)
  • CF30 Customer (5 Dec 2016 to 8 Dec 2019)
• Timothy Cameron Rainsford

  IRN TCR01039

  • [FCA CF] Client dealing (since 1 Feb 2026)
  • [FCA CF] Manager of certification employee (since 1 Feb 2026)
  • [FCA CF] Significant management (since 1 Feb 2026)
  • [FCA CF] Material risk taker (since 1 Feb 2026)
  • CF1 Director (27 Feb 2017 to 30 Oct 2019)
  • CF30 Customer (27 Feb 2017 to 8 Dec 2019)

• Hyde Pacific Consulting Limited (no longer appointed)

  FRN 232525 · Appointed 30 Mar 2004 · Until 30 Oct 2007

No changes recorded yet.