Thomas Sandison Powell-Tuck

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HAWKSMOOR INVESTMENT MANAGEMENT LIMITED

    FRN 472929

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Manager of certification employee (since 3 Jul 2023)
    • [FCA CF] Client dealing (since 30 Aug 2022)
    • [FCA CF] Functions requiring qualifications (since 30 Aug 2022)
  • GAM London Limited (no longer approved here)

    FRN 122330

    • [FCA CF] Functions requiring qualifications (8 Feb 2021 to 9 Jun 2022)
    • [FCA CF] Client dealing (8 Feb 2021 to 9 Jun 2022)
    • CF30 Customer (5 Dec 2016 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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