GAM London Limited

• Principal Place of Business

  8 Finsbury Circus

  London

  EC2M 7GB

  UNITED KINGDOM

  Phone

  +4402074939990

  Web

  https://www.gam.com

• Complaints Contact

  8 Finsbury Circus

  London

  EC2M 7GB

  UNITED KINGDOM

  Phone

  +4402074939990

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Mary Elizabeth Sinead Murphy

  IRN MEM01132

  • [FCA CF] Manager of certification employee (23 Feb 2023 to 26 Jun 2023)
  • [FCA CF] Client dealing (23 Feb 2023 to 26 Jun 2023)
  • CF30 Customer (17 Sep 2013 to 11 Aug 2016)
• Mary Margaret Barry

  IRN MXH01420

  • CF26 Customer Trading (1 Dec 2001 to 8 Jun 2006)
• Matthew Charles Beesley

  IRN BXM01262

  • SMF1 Chief Executive (9 Dec 2019 to 28 Feb 2020)
  • SMF3 Executive Director (9 Dec 2019 to 28 Feb 2020)
  • CF1 Director (16 Oct 2018 to 8 Dec 2019)
  • CF3 Chief Executive (16 Oct 2018 to 8 Dec 2019)
• Matthew Charles William Lamb

  IRN MCL01066

  • CF30 Customer (1 Nov 2007 to 13 Nov 2015)
  • CF21 Investment Adviser (30 Jun 2005 to 31 Oct 2007)
  • CF27 Investment Management (8 Nov 2004 to 30 Jun 2005)
• Matthew George Gibson

  IRN MGG01013

  • CF27 Investment Management (8 Nov 2004 to 26 Feb 2007)
• Matthew Selley

  IRN MXS21065

  • [FCA CF] Material risk taker (1 Feb 2023 to 8 Oct 2023)
• Mehul Shah

  IRN MXS02277

  • CF30 Customer (1 Nov 2007 to 16 Jul 2013)
  • CF27 Investment Management (3 Oct 2006 to 31 Oct 2007)
• Mehulkumar Kanubhai Mahijibhai Patel

  IRN MKP01035

  • CF21 Investment Adviser (22 Nov 2005 to 31 May 2006)
  • CF26 Customer Trading (1 Dec 2001 to 9 Nov 2005)
• Melinda Marie Carter

  IRN MMS01037

  • CF30 Customer (1 Nov 2007 to 29 Apr 2016)
  • CF21 Investment Adviser (11 Dec 2006 to 31 Oct 2007)
• Michael Stewart Bunker

  IRN MSB01078

  • CF1 Director (AR) (2 Apr 2004 to 30 Oct 2007)
  • CF27 Investment Management (1 Dec 2001 to 30 Oct 2007)

• Hyde Pacific Consulting Limited (no longer appointed)

  FRN 232525 · Appointed 30 Mar 2004 · Until 30 Oct 2007

No changes recorded yet.