Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Pacific Capital Partners Limited
FRN 171200
- [FCA CF] Material risk taker (since 31 Mar 2022)
- SMF1 Chief Executive (since 9 Jan 2020)
- [FCA CF] Client dealing (since 10 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (1 Dec 2016 to 8 Dec 2019)
- CF30 Customer (1 Dec 2016 to 8 Dec 2019)
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- [FCA CF] Manager of certification employee (28 Apr 2016 to 30 Sep 2016)
- [FCA CF] Material risk taker (7 Mar 2016 to 30 Sep 2016)
- [FCA CF] Client dealing (7 Mar 2016 to 30 Sep 2016)
- CF30 Customer (3 Dec 2015 to 6 Mar 2016)
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- CF30 Customer (1 Nov 2007 to 13 Nov 2015)
- CF21 Investment Adviser (30 Jun 2005 to 31 Oct 2007)
- CF27 Investment Management (8 Nov 2004 to 30 Jun 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.