Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 31 Mar 2022)
    • SMF1 Chief Executive (since 9 Jan 2020)
    • [FCA CF] Client dealing (since 10 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (1 Dec 2016 to 8 Dec 2019)
    • CF30 Customer (1 Dec 2016 to 8 Dec 2019)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Manager of certification employee (28 Apr 2016 to 30 Sep 2016)
    • [FCA CF] Material risk taker (7 Mar 2016 to 30 Sep 2016)
    • [FCA CF] Client dealing (7 Mar 2016 to 30 Sep 2016)
    • CF30 Customer (3 Dec 2015 to 6 Mar 2016)
  • GAM London Limited (no longer approved here)

    FRN 122330

    • CF30 Customer (1 Nov 2007 to 13 Nov 2015)
    • CF21 Investment Adviser (30 Jun 2005 to 31 Oct 2007)
    • CF27 Investment Management (8 Nov 2004 to 30 Jun 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.