Mary Elizabeth Sinead Murphy

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Pacific Capital Partners Limited
FRN 171200
- [FCA CF] Client dealing (since 10 Jul 2023)
- [FCA CF] Material risk taker (since 10 Jul 2023)
GAM London Limited (no longer approved here)
FRN 122330
- [FCA CF] Manager of certification employee (23 Feb 2023 to 26 Jun 2023)
- [FCA CF] Client dealing (23 Feb 2023 to 26 Jun 2023)
- CF30 Customer (17 Sep 2013 to 11 Aug 2016)
BlackRock Advisors (UK) Limited (no longer approved here)
FRN 119186
- CF30 Customer (26 Apr 2017 to 8 Dec 2019)
BlackRock Investment Management (UK) Limited (no longer approved here)
FRN 119293
- CF30 Customer (26 Apr 2017 to 8 Dec 2019)
BlackRock International Limited (no longer approved here)
FRN 178638
- CF30 Customer (26 Apr 2017 to 8 Dec 2019)
DWS Investments UK Limited (no longer approved here)
FRN 429806
- CF30 Customer (31 May 2012 to 2 Sep 2013)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.