Gain Capital UK Limited

Date authorised
1 April 2013
Companies House
01761813
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Gain Capital UK Limited
    First Floor
    Moor House
    120 London Wall
    London
    City Of London
    EC2Y 5ET
    UNITED KINGDOM
    Phone
    +4402035806000
    Web
    https://www.stonex.com

  • Complaints Contact

    First Floor
    Moor House
    120 London Wall
    London
    City Of London
    EC2Y 5ET
    UNITED KINGDOM
    Phone
    +4402035806000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Share, Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Share

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Share

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Richard Morris

    IRN DRM01090

    • CF30 Customer (1 Nov 2007 to 9 Jul 2009)
    • CF1 Director (9 Jul 2007 to 3 Aug 2009)
    • CF26 Customer Trading (19 Feb 2007 to 31 Oct 2007)
  • David Richard Offen

    IRN DRO01023

    • CF1 Director (6 Jan 2014 to 31 May 2015)
    • CF28 Systems and controls (7 Sep 2011 to 17 Dec 2013)
  • Declan Pius Kelly

    IRN DPK01027

    • CF2 Non Executive Director (21 May 2002 to 8 Nov 2005)
  • Diego Rotsztain

    IRN DAR01231

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (23 Sep 2015 to 8 Dec 2019)
  • Domenico Daniele

    IRN DXD01201

    • CF30 Customer (21 Oct 2009 to 31 May 2011)
    • CF26 Customer Trading (11 Nov 2003 to 8 Oct 2004)
  • Duncan Innes Spence Anderson

    IRN DIA01008

    • CF26 Customer Trading (1 Dec 2001 to 5 Apr 2005)
  • Elisabeth Paetow

    IRN EXP01154

    • CF30 Customer (1 Nov 2007 to 8 Dec 2010)
    • CF26 Customer Trading (22 Aug 2007 to 31 Oct 2007)
  • Emiliano Micucci

    IRN EXM01357

    • CF26 Customer Trading (19 Feb 2007 to 10 Oct 2007)
  • Emma Louise Noden

    IRN ELN01000

    • CF30 Customer (1 Nov 2007 to 4 Mar 2015)
    • CF26 Customer Trading (15 Nov 2005 to 31 Oct 2007)
  • Eva Julia Schmitt

    IRN EXS00107

    • SMF16 Compliance Oversight (since 26 Aug 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 26 Aug 2021)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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