Gain Capital UK Limited

Date authorised
1 April 2013
Companies House
01761813
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Gain Capital UK Limited
    First Floor
    Moor House
    120 London Wall
    London
    City Of London
    EC2Y 5ET
    UNITED KINGDOM
    Phone
    +4402035806000
    Web
    https://www.stonex.com

  • Complaints Contact

    First Floor
    Moor House
    120 London Wall
    London
    City Of London
    EC2Y 5ET
    UNITED KINGDOM
    Phone
    +4402035806000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Share, Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Share

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Share

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Fatih Ayar

    IRN FXA01193

    • CF30 Customer (23 Apr 2009 to 1 Sep 2009)
  • Federico Russo

    IRN FXR01122

    • CF30 Customer (1 Nov 2007 to 11 Feb 2008)
    • CF26 Customer Trading (14 Mar 2007 to 31 Oct 2007)
  • Fiona Jayne Cincotta

    IRN FJG01030

    • CF30 Customer (1 Nov 2007 to 9 Dec 2010)
    • CF26 Customer Trading (30 May 2007 to 31 Oct 2007)
  • Fouad Benmannana

    IRN FXB01202

    • CF30 Customer (1 Nov 2007 to 21 Jul 2008)
    • CF26 Customer Trading (22 May 2007 to 31 Oct 2007)
  • Frances Monica Sharpe

    IRN FXS01107

    • CF1 Director (10 May 2002 to 3 Oct 2003)
    • CF8 Apportionment and Oversight (10 May 2002 to 3 Oct 2003)
  • Francis Hugh Magnus Leach

    IRN FHL01005

    • CF26 Customer Trading (10 Apr 2003 to 8 Dec 2004)
  • Fraz Ahmed Khan

    IRN FAK01017

    • CF30 Customer (20 Dec 2012 to 24 Jan 2018)
  • Frederick Myles Ireland

    IRN FXI01012

    • CF26 Customer Trading (20 May 2004 to 21 Feb 2007)
    • CF21 Investment Adviser (14 Aug 2002 to 20 May 2004)
  • Gary John Caldon

    IRN GJC01100

    • CF13 Finance (6 Aug 2002 to 29 Sep 2006)
    • CF14 Risk Assessment (6 Aug 2002 to 29 Sep 2006)
    • CF19 Significant Mgt (Financial Resources) (6 Aug 2002 to 29 Sep 2006)
  • Gary Owen Kendall

    IRN GOK00003

    • CF30 Customer (19 Jun 2012 to 8 Dec 2019)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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