Gain Capital UK Limited

Date authorised
1 April 2013
Companies House
01761813
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Gain Capital UK Limited
    First Floor
    Moor House
    120 London Wall
    London
    City Of London
    EC2Y 5ET
    UNITED KINGDOM
    Phone
    +4402035806000
    Web
    https://www.stonex.com

  • Complaints Contact

    First Floor
    Moor House
    120 London Wall
    London
    City Of London
    EC2Y 5ET
    UNITED KINGDOM
    Phone
    +4402035806000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Share, Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Share

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Share

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Geoffrey Ian Chapman

    IRN GIC01008

    • CF1 Director (17 Apr 2007 to 16 Dec 2008)
  • Geoffrey William Lott

    IRN GWL01026

    • CF28 Systems and controls (1 Nov 2007 to 8 Jul 2008)
    • CF1 Director (10 Nov 2006 to 8 Jul 2008)
    • CF11 Money Laundering Reporting (9 May 2005 to 3 Mar 2008)
    • CF14 Risk Assessment (5 Feb 2003 to 31 Oct 2007)
    • CF10 Compliance Oversight (5 Feb 2003 to 3 Mar 2008)
  • George Taylor

    IRN GMT01055

    • CF30 Customer (19 May 2009 to 9 Dec 2010)
  • George Watson

    IRN GXW01408

    • CF30 Customer (1 Nov 2007 to 21 Jan 2009)
    • CF26 Customer Trading (26 Jun 2007 to 31 Oct 2007)
  • Georgina Claire Hall

    IRN GCH01061

    • CF30 Customer (10 Jun 2011 to 5 Sep 2012)
  • Giancarmelo Spampinato

    IRN GXS01634

    • CF30 Customer (1 Nov 2007 to 11 Feb 2008)
    • CF26 Customer Trading (19 Feb 2007 to 31 Oct 2007)
  • Giles Edward Watts

    IRN GEW01026

    • CF29 Significant management (27 Aug 2014 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF26 Customer Trading (7 Apr 2003 to 31 Oct 2007)
  • Giovanni Antonio Cameran

    IRN GAC01052

    • CF30 Customer (1 May 2009 to 9 Dec 2010)
  • Gurpal Singh

    IRN GXS01373

    • CF30 Customer (1 Nov 2007 to 3 Dec 2008)
    • CF26 Customer Trading (19 Feb 2007 to 31 Oct 2007)
  • Haydn Richard Carrington

    IRN HRC01010

    • CF26 Customer Trading (1 Dec 2001 to 28 Feb 2007)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.