Gain Capital UK Limited

Date authorised
1 April 2013
Companies House
01761813
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Gain Capital UK Limited
    First Floor
    Moor House
    120 London Wall
    London
    City Of London
    EC2Y 5ET
    UNITED KINGDOM
    Phone
    +4402035806000
    Web
    https://www.stonex.com

  • Complaints Contact

    First Floor
    Moor House
    120 London Wall
    London
    City Of London
    EC2Y 5ET
    UNITED KINGDOM
    Phone
    +4402035806000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Share, Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Share

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Share

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Hazem Kayali

    IRN HXK01054

    • CF26 Customer Trading (1 Sep 2005 to 7 Nov 2005)
  • Helen Carolyn Lucking

    IRN HCL01009

    • CF29 Significant management (1 Nov 2007 to 3 Nov 2009)
    • CF20 Significant Mgt (Settlements) (30 Jul 2007 to 31 Oct 2007)
  • Helena Rose Rubinstein

    IRN HRR01009

    • CF2 Non Executive Director (3 May 2006 to 1 Oct 2006)
  • Iain Fry

    IRN IXF01192

    • CF30 Customer (3 Jan 2017 to 8 Dec 2019)
  • Ian Gordon Trussler

    IRN IGT00018

    • CF1 Director (3 Jul 2012 to 5 Sep 2015)
    • CF11 Money Laundering Reporting (7 Sep 2010 to 5 Sep 2015)
    • CF10 Compliance Oversight (7 Sep 2010 to 5 Sep 2015)
  • Ian Tyler

    IRN IXT01112

    • CF2 Non Executive Director (11 Oct 2019 to 8 Dec 2019)
  • Jack Martin Miller

    IRN JMM01363

    • CF30 Customer (28 Mar 2011 to 9 May 2011)
  • Jainul Haq

    IRN JXH01466

    • CF30 Customer (1 Nov 2007 to 3 Dec 2008)
    • CF26 Customer Trading (19 Feb 2007 to 31 Oct 2007)
  • James Alexander Parker

    IRN JAP01109

    • CF26 Customer Trading (1 Dec 2001 to 26 May 2006)
  • James Anthony Bachelor

    IRN JAB01220

    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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