Geoffrey William Lott

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Gain Capital UK Limited (no longer approved here)

    FRN 113942

    • CF28 Systems and controls (1 Nov 2007 to 8 Jul 2008)
    • CF1 Director (10 Nov 2006 to 8 Jul 2008)
    • CF11 Money Laundering Reporting (9 May 2005 to 3 Mar 2008)
    • CF10 Compliance Oversight (5 Feb 2003 to 3 Mar 2008)
    • CF14 Risk Assessment (5 Feb 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.