David Richard Morris

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Exness (UK) Ltd

    FRN 730729

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] CASS oversight function (9 Dec 2019 to 3 Jan 2023)
    • CF30 Customer (1 Sep 2016 to 8 Dec 2019)
    • CF1 Director (1 Sep 2016 to 8 Dec 2019)
    • CF3 Chief Executive (1 Sep 2016 to 8 Dec 2019)
  • Gain Capital UK Limited (no longer approved here)

    FRN 113942

    • CF30 Customer (1 Nov 2007 to 9 Jul 2009)
    • CF1 Director (9 Jul 2007 to 3 Aug 2009)
    • CF26 Customer Trading (19 Feb 2007 to 31 Oct 2007)
  • Sporting Index Limited (no longer approved here)

    FRN 150404

    • CF26 Customer Trading (1 Dec 2001 to 21 May 2002)

Recent activity

Updates to this individual's record on the FCA register.

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