Gain Capital UK Limited

Date authorised
1 April 2013
Companies House
01761813
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Gain Capital UK Limited
    First Floor
    Moor House
    120 London Wall
    London
    City Of London
    EC2Y 5ET
    UNITED KINGDOM
    Phone
    +4402035806000
    Web
    https://www.stonex.com

  • Complaints Contact

    First Floor
    Moor House
    120 London Wall
    London
    City Of London
    EC2Y 5ET
    UNITED KINGDOM
    Phone
    +4402035806000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Share, Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Share

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Share

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Daniel Paul Moczulski

    IRN DPM01076

    • CF1 Director (29 Dec 2009 to 30 Apr 2010)
  • Daniel Philip Spier

    IRN DPS01084

    • CF26 Customer Trading (20 Jun 2003 to 23 Jul 2003)
  • Daniel Pucknell George

    IRN DPG01029

    • CF1 Director (4 Oct 2012 to 26 Sep 2013)
    • CF29 Significant management (24 Aug 2010 to 4 Oct 2012)
  • Daniel Terence Barnes

    IRN DTB01058

    • CF30 Customer (19 Jul 2013 to 8 Dec 2019)
  • Daniel Todd

    IRN DRT01045

    • CF30 Customer (1 Nov 2007 to 21 Aug 2012)
    • CF26 Customer Trading (4 Mar 2004 to 31 Oct 2007)
  • David Albert Mercer

    IRN DAM01171

    • CF1 Director (10 Nov 2006 to 28 Feb 2007)
  • David Anthony Madden

    IRN DAM01196

    • CF30 Customer (1 Nov 2007 to 23 Oct 2009)
    • CF26 Customer Trading (31 May 2007 to 31 Oct 2007)
  • David Jan Dohmen

    IRN DJD01207

    • SMF16 Compliance Oversight (9 Dec 2019 to 31 Jul 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Jul 2020)
    • CF10 Compliance Oversight (16 May 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (16 May 2018 to 8 Dec 2019)
  • David John Fenning

    IRN DJF01091

    • CF26 Customer Trading (1 Dec 2001 to 8 Aug 2002)
  • David Lachlan Meacle Trew

    IRN DLT01028

    • CF1 Director (23 Nov 2009 to 21 May 2012)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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