David Jan Dohmen

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Trading 212 UK Limited (no longer approved here)

    FRN 609146

    • SMF16 Compliance Oversight (1 Feb 2022 to 24 Jun 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (1 Feb 2022 to 24 Jun 2022)
  • R.J. O'Brien Limited (no longer approved here)

    FRN 114120

    • SMF17 Money Laundering Reporting Officer (MLRO) (18 Nov 2020 to 31 Dec 2021)
    • SMF16 Compliance Oversight (18 Nov 2020 to 31 Dec 2021)
  • Gain Capital UK Limited (no longer approved here)

    FRN 113942

    • SMF16 Compliance Oversight (9 Dec 2019 to 31 Jul 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Jul 2020)
    • CF11 Money Laundering Reporting (16 May 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (16 May 2018 to 8 Dec 2019)
  • Startrader Pro Limited (no longer approved here)

    FRN 600837

    • CF10 Compliance Oversight (1 Feb 2017 to 6 Mar 2017)
    • CF11 Money Laundering Reporting (1 Feb 2017 to 6 Mar 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.