G10 Capital Limited

Date authorised
19 March 2015
Companies House
09224491
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    4th Floor
    3 More London Riverside
    London
    SE1 2AQ
    UNITED KINGDOM
    Phone
    +442073975450
    Web
    https://iqeq.com/legal-disclosures-g10/

  • Complaints Contact

    4th Floor, 3 More London Riverside
    London
    Southwark
    SE1 2AQ
    UNITED KINGDOM
    Phone
    +442073975450

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional, Retail (Investment)

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Carbon Auction Bidding

    For Eligible Counterparty, Professional, Retail (Emissions), Emissions Auction Product

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Philip Frederick Ellis

    IRN PFE01001

    • CF2 Non Executive Director (AR) (8 Jan 2019 to 18 Jan 2019)
  • Philip Harris

    IRN PMH00001

    • [FCA CF] Client dealing (19 May 2023 to 26 Jun 2023)
    • CF30 Customer (4 Apr 2023 to 26 Jun 2023)
    • CF3 Chief Executive (AR) (4 Apr 2023 to 26 Jun 2023)
    • CF1 Director (AR) (4 Apr 2023 to 26 Jun 2023)
  • Philip Morris

    IRN PXM00611

    • CF1 Director (AR) (15 Sep 2023 to 31 Mar 2026)
    • CF30 Customer (15 Sep 2023 to 31 Mar 2026)
  • Priya Rose Sinha

    IRN PXS00692

    • CF30 Customer (21 Aug 2023 to 14 Mar 2024)
  • Priyan Uditha Manatunga

    IRN PXM00314

    • CF1 Director (AR) (12 Nov 2021 to 1 Apr 2022)
  • Qais Alexander Saad Hammad

    IRN QXH23749

    • CF30 Customer (13 Nov 2019 to 20 Jan 2021)
  • Qiaojiao Zhang

    IRN QXZ00012

    • [FCA CF] Material risk taker (20 May 2025 to 30 May 2025)
    • [FCA CF] Client dealing (13 Jan 2023 to 30 May 2025)
  • RAPHAEL ALEXIS GOUIN

    IRN RAG01134

    • [FCA CF] Material risk taker (since 21 May 2025)
    • CF4 Partner (AR) (since 6 Aug 2024)
    • CF30 Customer (since 24 Mar 2024)
    • [FCA CF] Client dealing (since 29 Nov 2023)
  • ROSCOMMON ANALYTICS UK LIMITED

    IRN RXL00373

    • CF4 Partner (AR) (6 Nov 2023 to 30 May 2025)
  • Rachel Emma Aldridge

    IRN REH01053

    • [FCA CF] Material risk taker (since 24 Apr 2025)
    • SMF1 Chief Executive (since 14 Jun 2021)
    • SMF3 Executive Director (since 27 May 2021)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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