Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HENLEY INVESTMENT MANAGEMENT LTD (no longer approved here)

    FRN 943587

    • SMF16 Compliance Oversight (1 Apr 2022 to 31 Dec 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (1 Apr 2022 to 31 Dec 2024)
    • SMF3 Executive Director (1 Apr 2022 to 31 Dec 2024)
  • G10 Capital Limited (no longer approved here)

    FRN 648953

    • CF1 Director (AR) (12 Nov 2021 to 1 Apr 2022)
  • Tristan Capital Partners LLP (no longer approved here)

    FRN 582604

    • [FCA CF] Material risk taker (25 Mar 2021 to 30 Apr 2021)

Recent activity

Updates to this individual's record on the FCA register.

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