Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF16 Compliance Oversight (1 Apr 2022 to 31 Dec 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (1 Apr 2022 to 31 Dec 2024)
- SMF3 Executive Director (1 Apr 2022 to 31 Dec 2024)
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- CF1 Director (AR) (12 Nov 2021 to 1 Apr 2022)
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- [FCA CF] Material risk taker (25 Mar 2021 to 30 Apr 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.