G10 Capital Limited

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FRN: 648953
Date authorised: 19 March 2015
Companies House: 09224491
Last scraped: 2 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

4th Floor

3 More London Riverside

London

SE1 2AQ

UNITED KINGDOM

Phone

+442073975450

Web

https://iqeq.com/legal-disclosures-g10/
Complaints Contact

4th Floor, 3 More London Riverside

London

Southwark

SE1 2AQ

UNITED KINGDOM

Phone

+442073975450

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Eligible Counterparty, Professional, Retail (Investment)
Investment Advice (no pensions)

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Carbon Auction Bidding

For Eligible Counterparty, Professional, Retail (Emissions), Emissions Auction Product
Stockbroking

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Private Investment Funds
Manages Your Portfolio

For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Jonathan Collins
IRN JXC08058
- CF30 Customer (16 Nov 2020 to 22 Feb 2021)
- CF1 Director (AR) (16 Nov 2020 to 22 Feb 2021)
Jonathan Hugh O'Neill
IRN JHO01005
- CF1 Director (AR) (31 May 2017 to 3 Nov 2020)
Jonathan Yedidia Fayman
IRN JYF01004
- CF30 Customer (14 Sep 2015 to 23 May 2016)
Joseph Andrew Knowles
IRN JXK00576
- CF30 Customer (2 Oct 2023 to 24 Apr 2024)
Joseph Asa Bailey
IRN JXB02476
- CF4 Partner (AR) (15 Mar 2018 to 4 Sep 2018)
Joseph Bradley
IRN JXB84013
- CF1 Director (AR) (12 Jun 2020 to 21 Jan 2022)
Joseph Gerard Donaldson
IRN JGD01060
- CF30 Customer (22 Mar 2022 to 21 Oct 2022)
- CF1 Director (AR) (22 Mar 2022 to 21 Oct 2022)
Julia Diana Rees
IRN JDR01138
- CF30 Customer (6 Nov 2023 to 31 Jan 2025)
Juliette Criqui
IRN JXC02701
- [FCA CF] Client dealing (29 Jan 2020 to 31 May 2020)
Jurgen Ernst Gebhard
IRN JEG01115
- SMF3 Executive Director (9 Dec 2019 to 27 Aug 2020)
- SMF16 Compliance Oversight (9 Dec 2019 to 16 Mar 2020)
- CF10 Compliance Oversight (5 Sep 2017 to 8 Dec 2019)
- CF11 Money Laundering Reporting (19 Mar 2015 to 5 Sep 2017)
- CF1 Director (19 Mar 2015 to 8 Dec 2019)
- CF30 Customer (19 Mar 2015 to 26 Jan 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

NTM Capital 1 LLP (no longer appointed)
FRN 774520 · Appointed 21 Mar 2017 · Until 21 Mar 2018
Henley Investment Management Limited (no longer appointed)
FRN 649361 · Appointed 21 Mar 2017 · Until 1 Apr 2022
Blueglen Investment Partners Limited (no longer appointed)
FRN 772196 · Appointed 22 Feb 2017 · Until 8 Sep 2020
Atmosphere Capital Limited (no longer appointed)
FRN 772189 · Appointed 22 Feb 2017 · Until 18 May 2018
Sita Capital Partners LLP (no longer appointed)
FRN 770053 · Appointed 24 Jan 2017 · Until 6 Jul 2018
Quinbrook Infrastructure Partners Limited (no longer appointed)
FRN 765192 · Appointed 23 Nov 2016 · Until 9 Jun 2017
Fronthaul Ltd (no longer appointed)
FRN 763714 · Appointed 4 Nov 2016 · Until 7 Jun 2017
Wren Investment Office Limited (no longer appointed)
FRN 759585 · Appointed 30 Sep 2016 · Until 1 Mar 2019
Niveda Family Office LLP (no longer appointed)
FRN 628353 · Appointed 25 Aug 2016 · Until 20 Jun 2018
XIO (UK) LLP (no longer appointed)
FRN 750888 · Appointed 23 Jun 2016 · Until 16 Dec 2019

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.