Jurgen Ernst Gebhard

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Tropeainvest Ltd
FRN 1013216
- SMF18 Other Overall Responsibility (since 13 Sep 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 13 Sep 2024)
- SMF3 Executive Director (since 13 Sep 2024)
G10 Capital Limited (no longer approved here)
FRN 648953
- SMF16 Compliance Oversight (9 Dec 2019 to 16 Mar 2020)
- SMF3 Executive Director (9 Dec 2019 to 27 Aug 2020)
- CF10 Compliance Oversight (5 Sep 2017 to 8 Dec 2019)
- CF11 Money Laundering Reporting (19 Mar 2015 to 5 Sep 2017)
- CF1 Director (19 Mar 2015 to 8 Dec 2019)
- CF30 Customer (19 Mar 2015 to 26 Jan 2019)
Sapia Partners LLP (no longer approved here)
FRN 550103
- CF10 Compliance Oversight (10 Jan 2013 to 5 Sep 2017)
- CF4 Partner (15 Aug 2011 to 13 Feb 2019)
- CF30 Customer (15 Aug 2011 to 8 Dec 2019)
- CF11 Money Laundering Reporting (15 Aug 2011 to 10 Jan 2013)
Excellion Advisors LLP (no longer approved here)
FRN 473212
- CF30 Customer (1 Aug 2009 to 27 Oct 2010)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.