Excellion Advisors LLP

• Principal Place of Business

  4th Floor, Nations House

  103 Wigmore Street

  London

  W1U 1QS

  UNITED KINGDOM

  Phone

  +4402030086870

  Web

  https://www.excellioncapital.com

• Complaints Contact

  4th Floor, Nations House

  103 Wigmore Street

  London

  W1U 1QS

  UNITED KINGDOM

  Phone

  +4402030086870

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Brokering

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• . Excellion Capital (UK) Ltd

  IRN XXE01031

  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (5 Nov 2007 to 8 Dec 2019)
• Ashley Marks

  IRN AXM04763

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (6 Jan 2017 to 8 Dec 2019)
• Avi Fruchter

  IRN AXF01494

  • CF30 Customer (27 Aug 2009 to 31 Oct 2009)
• CHRISTOPHER JAMES WOODFORD

  IRN CXW00169

  • SMF16 Compliance Oversight (since 11 Apr 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 11 Apr 2022)
  • SMF27 Partner (since 11 Apr 2022)
• David Warren Altberg

  IRN DWA01038

  • CF30 Customer (1 Oct 2014 to 24 Apr 2017)
• Douglas Russell Eden Harmer

  IRN DRH01090

  • CF30 Customer (17 Mar 2017 to 8 Dec 2019)
• Eric Fisher

  IRN EXF01044

  • CF1 Director (AR) (29 Mar 2016 to 23 Aug 2022)
  • CF30 Customer (29 Mar 2016 to 23 Aug 2022)
• Gareth John Spencer Taylor

  IRN GJT01079

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2022)
  • CF30 Customer (11 Jun 2018 to 8 Dec 2019)
• Joachim Karoubi Nordon

  IRN JXK01366

  • CF30 Customer (3 May 2018 to 6 Dec 2018)
• Jurgen Ernst Gebhard

  IRN JEG01115

  • CF30 Customer (1 Aug 2009 to 27 Oct 2010)

• Griffen Properties Limited (no longer appointed)

  FRN 731424 · Appointed 11 Jan 2016 · Until 24 Aug 2022

No changes recorded yet.