Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 5 Sep 2023)
    • [FCA CF] Significant management (since 6 Jan 2020)
    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (16 Dec 2010 to 8 Dec 2019)
    • CF4 Partner (16 Dec 2010 to 8 Dec 2019)
    • CF10 Compliance Oversight (16 Dec 2010 to 26 Jun 2014)
    • CF11 Money Laundering Reporting (16 Dec 2010 to 26 Jun 2014)
  • Excellion Advisors LLP (no longer approved here)

    FRN 473212

    • CF30 Customer (27 Aug 2009 to 31 Oct 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.