Date authorised
16 December 2010
Companies House
OC356767
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    12 Portman Close
    London
    W1H 6BR
    UNITED KINGDOM
    Phone
    +442073177902
  • Complaints Contact

    12 Portman Close
    London
    W1H 6BR
    UNITED KINGDOM
    Phone
    +442073177902

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • . Anavon Investment Ltd

    IRN XXA01169

    • SMF27 Partner (9 Dec 2019 to 20 May 2025)
    • CF4 Partner (16 Dec 2010 to 8 Dec 2019)
  • . Hendon Park Ltd

    IRN XXH01079

    • CF4 Partner (16 Dec 2010 to 3 Apr 2014)
  • . Snowball Capital Ltd

    IRN XXS01158

    • CF4 Partner (16 Dec 2010 to 3 Apr 2014)
  • Avi Fruchter

    IRN AXF01494

    • [FCA CF] Client dealing (since 5 Sep 2023)
    • [FCA CF] Significant management (since 6 Jan 2020)
    • SMF27 Partner (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (16 Dec 2010 to 26 Jun 2014)
    • CF30 Customer (16 Dec 2010 to 8 Dec 2019)
    • CF4 Partner (16 Dec 2010 to 8 Dec 2019)
    • CF10 Compliance Oversight (16 Dec 2010 to 26 Jun 2014)
  • Gavin Brennon

    IRN GRB01117

    • CF30 Customer (22 May 2015 to 10 Jul 2015)
  • Helen Clare Copinger-Symes

    IRN HCA01002

    • CF30 Customer (12 Sep 2016 to 11 Oct 2018)
  • Hemant Agarwal

    IRN HXA01354

    • CF30 Customer (16 Sep 2017 to 8 Dec 2019)
  • James House

    IRN JXH15046

    • CF30 Customer (17 May 2019 to 8 Dec 2019)
  • Javier Menchen

    IRN JXM03375

    • CF30 Customer (27 Mar 2015 to 26 Oct 2016)
  • Jonathan Ross

    IRN JXR02294

    • CF30 Customer (22 Apr 2016 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

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