Excellion Advisors LLP

Date authorised
1 April 2013
Companies House
OC331519
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    4th Floor, Nations House
    103 Wigmore Street
    London
    W1U 1QS
    UNITED KINGDOM
    Phone
    +4402030086870
    Web
    https://www.excellioncapital.com

  • Complaints Contact

    4th Floor, Nations House
    103 Wigmore Street
    London
    W1U 1QS
    UNITED KINGDOM
    Phone
    +4402030086870

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Credit Brokering

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Patrick Ordynans

    IRN PFO01009

    • CF30 Customer (1 Nov 2007 to 1 Nov 2007)
  • Paul David Rostas

    IRN PDR01042

    • CF30 Customer (26 May 2017 to 22 Oct 2019)
  • Philip Emmanuel Schajer

    IRN PES01084

    • SMF27 Partner (9 Dec 2019 to 22 Apr 2022)
    • SMF16 Compliance Oversight (9 Dec 2019 to 22 Apr 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 22 Apr 2022)
    • CF4 Partner (1 Nov 2007 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Nov 2007 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Nov 2007 to 8 Dec 2019)
  • Raffael Josef Johnen

    IRN RJJ01053

    • SMF27 Partner (9 Dec 2019 to 26 Jul 2021)
    • CF4 Partner (1 Nov 2007 to 8 Dec 2019)
  • Raphael Alain Boris Koifman

    IRN RAK01061

    • CF30 Customer (15 Mar 2016 to 8 Apr 2022)
  • Robert Stafler

    IRN RXS01353

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF3 Chief Executive (1 Nov 2007 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (1 Nov 2007 to 31 Mar 2009)
    • CF4 Partner (1 Nov 2007 to 8 Dec 2019)
  • Rose Shoshana Kutner

    IRN RSS01043

    • CF30 Customer (5 Oct 2018 to 24 Dec 2018)
  • Sophie Batoua

    IRN SXB01746

    • CF30 Customer (21 Sep 2016 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.