Robert Stafler

Last updated
6 days ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Fintex Partners Limited

    FRN 925944

    • SMF1 Chief Executive (since 13 Sep 2020)
    • SMF3 Executive Director (since 13 Sep 2020)
    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Excellion Advisors LLP

    FRN 473212

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF8 Apportionment and Oversight (1 Nov 2007 to 31 Mar 2009)
    • CF3 Chief Executive (1 Nov 2007 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF4 Partner (1 Nov 2007 to 8 Dec 2019)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (8 Aug 2005 to 2 Aug 2007)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (1 Dec 2001 to 2 Aug 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.