Paul David Rostas

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Excellion Advisors LLP (no longer approved here)
FRN 473212
- CF30 Customer (26 May 2017 to 22 Oct 2019)
Panmure Liberum Capital Limited (no longer approved here)
FRN 465050
- CF30 Customer (31 May 2011 to 17 May 2013)
TP ICAP Markets Limited (no longer approved here)
FRN 124520
- CF30 Customer (1 Nov 2007 to 28 Mar 2012)
- CF21 Investment Adviser (12 Oct 2006 to 31 Oct 2007)
JPMorgan Chase Bank, National Association (no longer approved here)
FRN 124491
- CF21 Investment Adviser (18 Jun 2002 to 16 Jul 2003)
J.P. Morgan Europe Limited (no longer approved here)
FRN 124579
- CF21 Investment Adviser (18 Jun 2002 to 16 Jul 2003)
J.P. Morgan Securities plc (no longer approved here)
FRN 155240
- CF21 Investment Adviser (18 Jun 2002 to 12 Sep 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.