Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF9 Chair of the Governing Body (since 9 Nov 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (5 Aug 2010 to 27 Jul 2011)
    • CF29 Significant management (1 Nov 2007 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF16 Significant Mgt (Desgntd Investment Business) (24 Jul 2002 to 31 Oct 2007)
    • CF26 Customer Trading (24 Jul 2002 to 31 Oct 2007)
    • CF21 Investment Adviser (24 Jul 2002 to 31 Oct 2007)
    • CF1 Director (24 Jul 2002 to 8 Dec 2019)
  • G10 Capital Limited (no longer approved here)

    FRN 648953

    • CF1 Director (AR) (31 May 2017 to 3 Nov 2020)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.