Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF9 Chair of the Governing Body (since 9 Nov 2020)
- SMF3 Executive Director (since 9 Dec 2019)
- CF11 Money Laundering Reporting (5 Aug 2010 to 27 Jul 2011)
- CF29 Significant management (1 Nov 2007 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF16 Significant Mgt (Desgntd Investment Business) (24 Jul 2002 to 31 Oct 2007)
- CF26 Customer Trading (24 Jul 2002 to 31 Oct 2007)
- CF21 Investment Adviser (24 Jul 2002 to 31 Oct 2007)
- CF1 Director (24 Jul 2002 to 8 Dec 2019)
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- CF1 Director (AR) (31 May 2017 to 3 Nov 2020)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.