Hartree Partners Advisory Services U.K. Limited

• Principal Place of Business

  Level 8, 123 Buckingham Palace Road

  London

  SW1W 9SH

  UNITED KINGDOM

  Phone

  +4402072017134

  Web

  http://www.hartreepartners.com

• Complaints Contact

  Level 8, 123 Buckingham Palace Road

  London

  SW1W 9SH

  UNITED KINGDOM

  Phone

  +4402072017134

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Aaron Grey

  IRN AXG01735

  • [FCA CF] Client dealing (since 9 Dec 2019)
• Abraham John Kozhipatt

  IRN AJK01144

  • CF30 Customer (27 Jan 2009 to 2 Apr 2012)
• Adam Gordon James Lewis

  IRN AGL01032

  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF26 Customer Trading (21 Oct 2003 to 31 Oct 2007)
• Ahmed Safwat Al Awa

  IRN ASA01015

  • CF21 Investment Adviser (11 Nov 2002 to 18 Sep 2006)
• Aleksandr Tang

  IRN AXT19647

  • CF30 Customer (6 Sep 2019 to 8 Dec 2019)
• Alexandre Favand

  IRN AXF01220

  • CF21 Investment Adviser (24 Jul 2002 to 17 Feb 2003)
  • CF26 Customer Trading (24 Jul 2002 to 17 Feb 2003)
• Amalaswintha Valeria Christine Wolfsdorf

  IRN AVW01019

  • CF30 Customer (22 Jul 2009 to 20 Nov 2009)
• Andreas Harstad Lien

  IRN AHL01022

  • CF30 Customer (1 Nov 2007 to 30 Sep 2010)
  • CF21 Investment Adviser (9 Jan 2007 to 31 Oct 2007)
• Andrew Bruce Fairley

  IRN ABF01009

  • CF21 Investment Adviser (24 Jul 2002 to 31 Oct 2002)
  • CF26 Customer Trading (24 Jul 2002 to 31 Oct 2002)
• Angela Marie Tough

  IRN AMP01131

  • CF10 Compliance Oversight (17 Apr 2003 to 1 Jan 2005)
  • CF11 Money Laundering Reporting (17 Apr 2003 to 1 Jan 2005)

No changes recorded yet.