Hartree Partners Advisory Services U.K. Limited

• Principal Place of Business

  Level 8, 123 Buckingham Palace Road

  London

  SW1W 9SH

  UNITED KINGDOM

  Phone

  +4402072017134

  Web

  http://www.hartreepartners.com

• Complaints Contact

  Level 8, 123 Buckingham Palace Road

  London

  SW1W 9SH

  UNITED KINGDOM

  Phone

  +4402072017134

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Anthony Stuart Walker

  IRN ASF01022

  • CF26 Customer Trading (24 Jul 2002 to 4 Nov 2002)
  • CF21 Investment Adviser (24 Jul 2002 to 4 Nov 2002)
• Antonio Felipe Perez

  IRN AFP01016

  • CF21 Investment Adviser (24 Jul 2002 to 4 Feb 2003)
• Ariel David Perez-Almodovar

  IRN AXP01909

  • [FCA CF] Client dealing (9 Dec 2019 to 23 Dec 2022)
  • CF30 Customer (15 Sep 2015 to 8 Dec 2019)
• Brendan Ainsley Mycock

  IRN BAM01109

  • CF30 Customer (5 Aug 2019 to 8 Dec 2019)
• Camille Barbançon de Carvalho

  IRN CXB02201

  • [FCA CF] Client dealing (since 2 Dec 2024)
  • CF30 Customer (23 Sep 2014 to 8 Dec 2019)
• Carl Benedikt Henrich Von Butler

  IRN CBV01000

  • CF30 Customer (13 Jul 2016 to 15 Feb 2019)
• Carl Coscia

  IRN CXC01932

  • CF10 Compliance Oversight (18 Sep 2013 to 25 Nov 2013)
  • CF28 Systems and controls (13 May 2013 to 8 Dec 2019)
• Carsten Michael Sterz

  IRN CXS01256

  • CF30 Customer (1 Nov 2007 to 31 Oct 2017)
  • CF21 Investment Adviser (24 Jul 2002 to 31 Oct 2007)
  • CF26 Customer Trading (24 Jul 2002 to 31 Oct 2007)
• Catherine Mary Christmas

  IRN CMC01128

  • CF26 Customer Trading (27 Feb 2003 to 2 Jul 2004)
• Check Ling Patrick Chow

  IRN CLC01113

  • CF30 Customer (19 Jan 2018 to 8 Dec 2019)

No changes recorded yet.