Hartree Partners Advisory Services U.K. Limited

Date authorised
1 April 2013
Companies House
04308190
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Level 8, 123 Buckingham Palace Road
    London
    SW1W 9SH
    UNITED KINGDOM
    Phone
    +4402072017134
    Web
    http://www.hartreepartners.com

  • Complaints Contact

    Level 8, 123 Buckingham Palace Road
    London
    SW1W 9SH
    UNITED KINGDOM
    Phone
    +4402072017134

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Chris McAleese

    IRN CXM01911

    • CF30 Customer (29 May 2018 to 8 Dec 2019)
  • Christophe Benoit Balleux

    IRN CXB01662

    • CF30 Customer (12 Jul 2010 to 16 Dec 2011)
  • Christophe Ramon Sebastien Barrera Esteve

    IRN CRB01136

    • CF30 Customer (1 Nov 2007 to 21 Oct 2008)
    • CF21 Investment Adviser (26 Jul 2006 to 31 Oct 2007)
  • Christopher Dorfman

    IRN CMD01040

    • CF30 Customer (5 May 2009 to 21 Jan 2010)
  • Christopher John Whittle

    IRN CJW01136

    • CF30 Customer (9 Mar 2009 to 19 Nov 2015)
  • Daniel Joseph Devine

    IRN DJD01144

    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Jan 2005 to 8 May 2008)
    • CF13 Finance (7 Jul 2004 to 31 Oct 2007)
  • David Anthony Gallagher

    IRN DAG01104

    • CF21 Investment Adviser (24 Jul 2002 to 28 Nov 2003)
    • CF16 Significant Mgt (Desgntd Investment Business) (24 Jul 2002 to 28 Nov 2003)
    • CF1 Director (24 Jul 2002 to 28 Nov 2003)
    • CF26 Customer Trading (24 Jul 2002 to 28 Nov 2003)
  • David Geoffrey Hutchinson

    IRN DGH01086

    • CF30 Customer (25 Jan 2017 to 31 Dec 2018)
    • CF26 Customer Trading (27 Feb 2003 to 31 Oct 2007)
  • David Mark Hill

    IRN DMH01236

    • [FCA CF] Client dealing (9 Dec 2019 to 23 Dec 2022)
    • CF30 Customer (18 Oct 2017 to 8 Dec 2019)
  • David Thomas Powell

    IRN DTP01040

    • CF30 Customer (10 Jun 2015 to 22 Aug 2016)
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Recent activity

Updates to this firm's record on the FCA register.

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