Hartree Partners Advisory Services U.K. Limited

Date authorised
1 April 2013
Companies House
04308190
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Level 8, 123 Buckingham Palace Road
    London
    SW1W 9SH
    UNITED KINGDOM
    Phone
    +4402072017134
    Web
    http://www.hartreepartners.com

  • Complaints Contact

    Level 8, 123 Buckingham Palace Road
    London
    SW1W 9SH
    UNITED KINGDOM
    Phone
    +4402072017134

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Wardley

    IRN DXW01287

    • CF11 Money Laundering Reporting (24 Jul 2002 to 24 Jan 2003)
    • CF10 Compliance Oversight (24 Jul 2002 to 24 Jan 2003)
  • Dominique Elizabeth Maria Strasdin

    IRN DES01089

    • [FCA CF] Client dealing (9 Dec 2019 to 21 Mar 2023)
    • CF30 Customer (7 Oct 2010 to 8 Dec 2019)
  • Emmanuel Dominique Pascal Clair

    IRN EDC01010

    • CF30 Customer (27 Apr 2018 to 8 Dec 2019)
  • Eric Alastair Brown

    IRN EAB01037

    • CF30 Customer (4 Jul 2012 to 30 Nov 2017)
  • Erik Anders Hokmark

    IRN EAH01028

    • CF21 Investment Adviser (24 Jul 2002 to 3 Feb 2003)
    • CF26 Customer Trading (24 Jul 2002 to 3 Feb 2003)
  • Erik Sybe Herman De Vries

    IRN ESD01004

    • CF21 Investment Adviser (28 Nov 2002 to 28 Feb 2003)
  • Fabrice Queyrane

    IRN FXQ01026

    • CF30 Customer (24 Feb 2017 to 31 Dec 2017)
  • Fiona Marianne Cross

    IRN FXC00125

    • SMF17 Money Laundering Reporting Officer (MLRO) (16 Jan 2023 to 26 Sep 2025)
  • Frank Amend

    IRN FXA01073

    • CF21 Investment Adviser (24 Jul 2002 to 17 Mar 2006)
    • CF26 Customer Trading (24 Jul 2002 to 17 Mar 2006)
  • Gavin Troy Hunter

    IRN GTH01033

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 23 Dec 2025)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 25 May 2023)
    • CF11 Money Laundering Reporting (3 Dec 2013 to 8 Dec 2019)
    • CF10 Compliance Oversight (3 Dec 2013 to 8 Dec 2019)
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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.