Hartree Partners Advisory Services U.K. Limited

Date authorised
1 April 2013
Companies House
04308190
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Level 8, 123 Buckingham Palace Road
    London
    SW1W 9SH
    UNITED KINGDOM
    Phone
    +4402072017134
    Web
    http://www.hartreepartners.com

  • Complaints Contact

    Level 8, 123 Buckingham Palace Road
    London
    SW1W 9SH
    UNITED KINGDOM
    Phone
    +4402072017134

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Gregor Hermann Josef Baumerich

    IRN GHB01017

    • CF16 Significant Mgt (Desgntd Investment Business) (24 Jul 2002 to 14 Mar 2003)
    • CF26 Customer Trading (24 Jul 2002 to 14 Mar 2003)
    • CF21 Investment Adviser (24 Jul 2002 to 14 Mar 2003)
  • Heiko Voelker

    IRN HXV01017

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF29 Significant management (1 Nov 2007 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF26 Customer Trading (24 Jul 2002 to 31 Oct 2007)
    • CF21 Investment Adviser (24 Jul 2002 to 31 Oct 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (24 Jul 2002 to 31 Oct 2007)
    • CF1 Director (24 Jul 2002 to 8 Dec 2019)
  • Henrik Sven Gunnar Wareborn

    IRN HSW01013

    • CF21 Investment Adviser (24 Jul 2002 to 30 Nov 2005)
  • Henry John Edwin Wooles

    IRN HJW01081

    • CF30 Customer (3 May 2018 to 8 Dec 2019)
  • Howard Lam

    IRN HXL01122

    • CF30 Customer (5 May 2016 to 28 Sep 2018)
  • Jamie Robertson

    IRN JXR00354

    • [FCA CF] Client dealing (since 2 Mar 2020)
  • Jay Antony Syrett

    IRN JXS09097

    • CF30 Customer (6 Dec 2018 to 8 Dec 2019)
  • Jie Yu

    IRN JXY01109

    • CF30 Customer (8 Nov 2016 to 27 Nov 2017)
  • Jonathan Craig Stein

    IRN JCS01155

    • CF28 Systems and controls (1 Nov 2007 to 13 May 2013)
    • CF14 Risk Assessment (23 Jul 2004 to 31 Oct 2007)
  • Jonathan Hugh O'Neill

    IRN JHO01005

    • SMF9 Chair of the Governing Body (since 9 Nov 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (5 Aug 2010 to 27 Jul 2011)
    • CF29 Significant management (1 Nov 2007 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (24 Jul 2002 to 8 Dec 2019)
    • CF16 Significant Mgt (Desgntd Investment Business) (24 Jul 2002 to 31 Oct 2007)
    • CF21 Investment Adviser (24 Jul 2002 to 31 Oct 2007)
    • CF26 Customer Trading (24 Jul 2002 to 31 Oct 2007)
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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.