Hartree Partners Advisory Services U.K. Limited

• Principal Place of Business

  Level 8, 123 Buckingham Palace Road

  London

  SW1W 9SH

  UNITED KINGDOM

  Phone

  +4402072017134

  Web

  http://www.hartreepartners.com

• Complaints Contact

  Level 8, 123 Buckingham Palace Road

  London

  SW1W 9SH

  UNITED KINGDOM

  Phone

  +4402072017134

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Joseph Michael Murphy

  IRN JMM01381

  • CF30 Customer (11 Apr 2018 to 8 Dec 2019)
• Joseph Phelan

  IRN JXP14065

  • [FCA CF] Client dealing (since 10 Jan 2022)
• Julian David Payne

  IRN JDP01131

  • [FCA CF] Client dealing (9 Dec 2019 to 1 Dec 2024)
• Katharina Lydia Kendal

  IRN KXK01228

  • CF30 Customer (4 Apr 2008 to 10 Aug 2009)
  • CF26 Customer Trading (29 Oct 2004 to 17 Sep 2007)
• Kenneth Joseph Holmes

  IRN KJH01051

  • CF30 Customer (1 Nov 2007 to 18 Feb 2010)
  • CF21 Investment Adviser (16 Nov 2006 to 31 Oct 2007)
• Kit Rahim Patrick Elliott

  IRN KRE01015

  • CF30 Customer (19 Jan 2018 to 8 Dec 2019)
• Kristofer Richard Tremaine

  IRN KRT01021

  • CF21 Investment Adviser (12 Sep 2005 to 6 Sep 2006)
• Leonard Rien Sint Nicolaas

  IRN LRS01016

  • CF30 Customer (12 Dec 2018 to 8 Dec 2019)
• MARCO SARACINO

  IRN MXS02282

  • CF30 Customer (8 Mar 2011 to 6 Jun 2011)
• Markus Prass

  IRN MXP02003

  • CF30 Customer (24 Jun 2011 to 13 Apr 2012)

No changes recorded yet.