Hartree Partners Advisory Services U.K. Limited

Date authorised
1 April 2013
Companies House
04308190
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Level 8, 123 Buckingham Palace Road
    London
    SW1W 9SH
    UNITED KINGDOM
    Phone
    +4402072017134
    Web
    http://www.hartreepartners.com

  • Complaints Contact

    Level 8, 123 Buckingham Palace Road
    London
    SW1W 9SH
    UNITED KINGDOM
    Phone
    +4402072017134

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Martin Urs Bloch

    IRN MXB01645

    • CF21 Investment Adviser (24 Jul 2002 to 3 Apr 2003)
    • CF26 Customer Trading (24 Jul 2002 to 3 Apr 2003)
  • Melvyn Norman Wilson

    IRN MNW01018

    • CF30 Customer (1 Nov 2007 to 26 Dec 2008)
    • CF26 Customer Trading (9 Aug 2007 to 31 Oct 2007)
  • Michael Peter Hellermann

    IRN MPH01083

    • CF30 Customer (24 Apr 2009 to 1 Jun 2011)
  • Miles Grant Joule Stovold

    IRN MGS01082

    • CF26 Customer Trading (24 Jul 2002 to 4 Mar 2003)
    • CF21 Investment Adviser (24 Jul 2002 to 4 Mar 2003)
  • Mitchell Robert Friedman

    IRN MRF01065

    • CF10 Compliance Oversight (9 Jun 2008 to 3 Sep 2012)
  • Neil David Dewar

    IRN NDD00023

    • CF30 Customer (18 Jun 2009 to 6 Jul 2018)
  • Niamh Ryan

    IRN NXR00173

    • [FCA CF] Client dealing (since 10 Jan 2022)
  • Odysseas Pegkos

    IRN OXP01076

    • CF30 Customer (6 Jan 2014 to 6 May 2014)
  • Paul Martin Garske

    IRN PMG01056

    • SMF3 Executive Director (9 Dec 2019 to 21 Mar 2023)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF29 Significant management (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (24 Jul 2002 to 8 Dec 2019)
    • CF16 Significant Mgt (Desgntd Investment Business) (24 Jul 2002 to 31 Oct 2007)
    • CF21 Investment Adviser (24 Jul 2002 to 31 Oct 2007)
    • CF26 Customer Trading (24 Jul 2002 to 31 Oct 2007)
  • Peter Heydecker

    IRN PXH01361

    • CF26 Customer Trading (24 Jul 2002 to 3 Apr 2003)
    • CF21 Investment Adviser (24 Jul 2002 to 3 Apr 2003)
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Recent activity

Updates to this firm's record on the FCA register.

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