Hartree Partners Advisory Services U.K. Limited

Date authorised
1 April 2013
Companies House
04308190
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Level 8, 123 Buckingham Palace Road
    London
    SW1W 9SH
    UNITED KINGDOM
    Phone
    +4402072017134
    Web
    http://www.hartreepartners.com

  • Complaints Contact

    Level 8, 123 Buckingham Palace Road
    London
    SW1W 9SH
    UNITED KINGDOM
    Phone
    +4402072017134

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Pierre Jean Guillaume Lacaze

    IRN PJL01132

    • CF21 Investment Adviser (18 Nov 2004 to 1 Nov 2005)
  • Ranjit Odedra

    IRN RXO01331

    • CF30 Customer (8 Jun 2018 to 8 Dec 2019)
  • Richard Eugene Guerry

    IRN REG01034

    • CF14 Risk Assessment (24 Jul 2002 to 30 Jun 2004)
    • CF13 Finance (24 Jul 2002 to 30 Jun 2004)
  • Richard Paul Grahame Norris

    IRN RPN01011

    • CF30 Customer (1 Nov 2007 to 31 Jan 2018)
    • CF26 Customer Trading (10 Aug 2004 to 31 Oct 2007)
  • Robert Elliott

    IRN RXE01277

    • CF30 Customer (24 Jun 2013 to 15 Aug 2013)
  • Robert John McLeod

    IRN RJM01396

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (10 Mar 2009 to 8 Dec 2019)
  • Sakhila Mona Mirza

    IRN MXS02556

    • CF10 Compliance Oversight (7 May 2009 to 23 Sep 2013)
    • CF11 Money Laundering Reporting (7 May 2009 to 23 Sep 2013)
  • Stephen Hendel

    IRN SXH01329

    • SMF3 Executive Director (9 Dec 2019 to 21 Mar 2023)
    • SMF1 Chief Executive (9 Dec 2019 to 31 Jul 2020)
    • CF1 Director (24 Jul 2002 to 8 Dec 2019)
    • CF3 Chief Executive (24 Jul 2002 to 8 Dec 2019)
  • Stephen John Mason

    IRN SJM01295

    • CF30 Customer (18 Jun 2010 to 8 Dec 2019)
  • Stephen Paul Burns

    IRN SPB01095

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Apr 2024)
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Recent activity

Updates to this firm's record on the FCA register.

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