Pierre Jean Guillaume Lacaze

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

LCM COMMODITIES, UK LLP (no longer approved here)
FRN 587454
- SMF16 Compliance Oversight (24 Feb 2021 to 3 Jun 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (24 Feb 2021 to 3 Jun 2024)
- SMF27 Partner (9 Dec 2019 to 3 Jun 2024)
- CF30 Customer (5 Jun 2013 to 8 Dec 2019)
- CF4 Partner (5 Jun 2013 to 8 Dec 2019)
Hartree Partners Advisory Services U.K. Limited (no longer approved here)
FRN 207789
- CF21 Investment Adviser (18 Nov 2004 to 1 Nov 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.