G10 Capital Limited

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FRN: 648953
Date authorised: 19 March 2015
Companies House: 09224491
Last scraped: 2 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

4th Floor

3 More London Riverside

London

SE1 2AQ

UNITED KINGDOM

Phone

+442073975450

Web

https://iqeq.com/legal-disclosures-g10/
Complaints Contact

4th Floor, 3 More London Riverside

London

Southwark

SE1 2AQ

UNITED KINGDOM

Phone

+442073975450

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Eligible Counterparty, Professional, Retail (Investment)
Investment Advice (no pensions)

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Carbon Auction Bidding

For Eligible Counterparty, Professional, Retail (Emissions), Emissions Auction Product
Stockbroking

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Private Investment Funds
Manages Your Portfolio

For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Steven Glassman
IRN SXG00745
- CF1 Director (AR) (10 Dec 2023 to 16 Dec 2024)
Steven Goldin
IRN SXG01197
- [FCA CF] Material risk taker (20 May 2025 to 19 Jun 2025)
- [FCA CF] Client dealing (9 Dec 2019 to 19 Jun 2025)
- CF4 Partner (AR) (8 Feb 2019 to 19 Jun 2025)
- CF30 Customer (8 Feb 2019 to 19 Jun 2025)
Steven Pointon
IRN SXP00539
- CF4 Partner (AR) (since 12 Jan 2022)
- CF30 Customer (since 12 Jan 2022)
Stuart Anthony Cash
IRN SAC01093
- CF1 Director (AR) (31 May 2022 to 11 Jan 2023)
Stuart James Watts
IRN SJW01509
- CF30 Customer (4 Jul 2023 to 22 Aug 2023)
- CF1 Director (AR) (4 Jul 2023 to 22 Aug 2023)
Stuart Lang
IRN SXL00825
- CF4 Partner (AR) (since 26 Feb 2025)
Stuart Malcolm Chapman
IRN SMC01154
- CF30 Customer (20 Apr 2022 to 18 Jan 2023)
- CF1 Director (AR) (20 Apr 2022 to 18 Jan 2023)
Stuart Robert Greene
IRN SRG01056
- CF1 Director (AR) (15 Jul 2021 to 24 Dec 2025)
- CF30 Customer (15 Jul 2021 to 24 Dec 2025)
Stuart Savidge
IRN SXS02440
- CF1 Director (AR) (25 Mar 2017 to 1 Apr 2022)
- CF30 Customer (25 Mar 2017 to 1 Apr 2022)
TTX SERVICES UK LIMITED
IRN TXL00223
- CF4 Partner (AR) (12 May 2023 to 11 Jun 2024)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Sostratus Capital LLP (no longer appointed)
FRN 832431 · Appointed 30 Jan 2019 · Until 28 Jan 2020
ARES MF UK MANAGEMENT LIMITED (no longer appointed)
FRN 826869 · Appointed 23 Nov 2018 · Until 28 Nov 2018 · Tied agent
Starz Realty Capital Ltd. (no longer appointed)
FRN 825335 · Appointed 7 Nov 2018 · Until 4 Dec 2019
Blacksheep Investment Management (UK) Limited (no longer appointed)
FRN 823560 · Appointed 17 Oct 2018 · Until 16 Feb 2019
STARZ MORTGAGE CAPITAL LTD (no longer appointed)
FRN 822797 · Appointed 10 Oct 2018 · Until 18 Oct 2019
Cambrial Ltd (no longer appointed)
FRN 822061 · Appointed 1 Oct 2018 · Until 6 Dec 2018 · Tied agent
Harwood Real Estate Asset Management Limited (no longer appointed)
FRN 820738 · Appointed 13 Sep 2018 · Until 13 May 2019
Blackstar Asset Management Limited (no longer appointed)
FRN 818228 · Appointed 29 Aug 2018 · Until 10 Dec 2020 · Tied agent
Optima Cap LLP (no longer appointed)
FRN 815180 · Appointed 31 Jul 2018 · Until 4 Sep 2019
QBERA CAPITAL LLP (no longer appointed)
FRN 797009 · Appointed 30 Jul 2018 · Until 22 Jan 2021

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.