Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HENLEY INVESTMENT MANAGEMENT LTD
FRN 943587
- SMF16 Compliance Oversight (since 5 Mar 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 5 Mar 2025)
- SMF3 Executive Director (since 1 Apr 2022)
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- CF1 Director (AR) (25 Mar 2017 to 1 Apr 2022)
- CF30 Customer (25 Mar 2017 to 1 Apr 2022)
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- CF30 Customer (12 Jan 2016 to 31 May 2017)
- CF1 Director (AR) (12 Jan 2016 to 31 May 2017)
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- CF1 Director (9 Dec 2011 to 8 Jan 2015)
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- CF1 Director (27 Jul 2009 to 14 Oct 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.