Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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ARIA PRIVATE CLIENTS LIMITED
FRN 527557
- [FCA CF] Client dealing (since 13 Aug 2024)
- CF30 Customer (7 Apr 2014 to 31 May 2019)
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- [FCA CF] Material risk taker (20 May 2025 to 19 Jun 2025)
- [FCA CF] Client dealing (9 Dec 2019 to 19 Jun 2025)
- CF30 Customer (8 Feb 2019 to 19 Jun 2025)
- CF4 Partner (AR) (8 Feb 2019 to 19 Jun 2025)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.