Fulcrum Asset Management LLP

Date authorised
14 April 2004
Companies House
OC306401
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Fulcrum Asset Management LLP
    Marble Arch House
    66 Seymour Street
    London
    Westminster
    W1H 5BT
    UNITED KINGDOM
    Phone
    +4402070166450
    Web
    https://www.fulcrumasset.com

  • Complaints Contact

    Fulcrum Asset Management LLP
    Marble Arch House
    66 Seymour Street
    London
    Westminster
    W1H 5BT
    UNITED KINGDOM
    Phone
    +442072907803

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    For Eligible Counterparty, Professional

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Fei Chen

    IRN FXC01268

    • CF30 Customer (15 Apr 2011 to 15 Jul 2019)
  • Filippo Cartiglia

    IRN FXC01196

    • SMF27 Partner (13 Dec 2023 to 2 Apr 2024)
    • [FCA CF] Client dealing (7 Oct 2020 to 29 Mar 2024)
  • Fiona Jane Boal

    IRN FJB01057

    • CF30 Customer (6 May 2015 to 11 Sep 2018)
  • Frank Senyo Dewotor

    IRN FSD01014

    • CF30 Customer (12 Nov 2009 to 11 Apr 2014)
  • Gavin Stuart Kidd

    IRN GSK01032

    • CF30 Customer (5 Dec 2011 to 14 Jun 2013)
  • Gavyn Davies

    IRN GXD01130

    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (20 May 2005 to 31 Oct 2007)
    • CF4 Partner (17 Aug 2004 to 8 Dec 2019)
    • CF21 Investment Adviser (17 Aug 2004 to 31 Oct 2007)
  • Gianluca Luigi Ettore Squassi

    IRN GLS01028

    • CF4 Partner (17 Nov 2005 to 31 Jan 2007)
    • CF27 Investment Management (16 May 2005 to 31 Jan 2007)
  • Graham Philip Neilson

    IRN GPN01010

    • CF30 Customer (14 Jun 2017 to 8 Dec 2019)
  • Hassim Osman Dhoda

    IRN HOD01002

    • CF4 Partner (18 Jan 2006 to 3 Sep 2007)
    • CF27 Investment Management (18 Jan 2006 to 3 Sep 2007)
  • Helen Amanda Roughsedge

    IRN HAR01015

    • [FCA CF] Client dealing (since 22 Jan 2024)
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Recent activity

Updates to this firm's record on the FCA register.

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