Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 1 Apr 2022)
    • [FCA CF] Material risk taker (1 Apr 2022 to 28 Nov 2022)
  • Rokos Capital Management LLP (no longer approved here)

    FRN 679721

    • [FCA CF] Significant management (3 Jul 2020 to 27 Aug 2021)
    • [FCA CF] Material risk taker (3 Jul 2020 to 27 Aug 2021)
    • CF4 Partner (7 Mar 2019 to 8 Dec 2019)
    • CF30 Customer (28 Feb 2019 to 8 Dec 2019)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (23 Mar 2009 to 19 Jun 2012)
  • Fulcrum Asset Management LLP (no longer approved here)

    FRN 230683

    • CF4 Partner (17 Nov 2005 to 31 Jan 2007)
    • CF27 Investment Management (16 May 2005 to 31 Jan 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.