Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 31 Aug 2022)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF1 Chief Executive (9 Dec 2019 to 14 Nov 2023)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF3 Chief Executive (13 Apr 2005 to 8 Dec 2019)
    • CF27 Investment Management (13 Apr 2005 to 31 Oct 2007)
    • CF4 Partner (13 Apr 2005 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (13 Apr 2005 to 31 Oct 2007)
    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (20 May 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (17 Aug 2004 to 31 Oct 2007)
    • CF4 Partner (17 Aug 2004 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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