Fulcrum Asset Management LLP

• Principal Place of Business

  Fulcrum Asset Management LLP

  Marble Arch House

  66 Seymour Street

  London

  Westminster

  W1H 5BT

  UNITED KINGDOM

  Phone

  +4402070166450

  Web

  https://www.fulcrumasset.com

• Complaints Contact

  Fulcrum Asset Management LLP

  Marble Arch House

  66 Seymour Street

  London

  Westminster

  W1H 5BT

  UNITED KINGDOM

  Phone

  +442072907803

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  For Eligible Counterparty, Professional

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Howard Fryer

  IRN HXF01082

  • [FCA CF] Client dealing (9 Dec 2019 to 26 Sep 2024)
  • CF30 Customer (21 Feb 2019 to 8 Dec 2019)
• Hyde Zhang

  IRN HXZ00009

  • [FCA CF] Client dealing (9 Dec 2019 to 23 Jul 2021)
• Ian Christopher McCarthy

  IRN IXM00278

  • [FCA CF] Client dealing (since 8 Mar 2021)
• Iancu Silvano Daramus

  IRN IXD00095

  • [FCA CF] Client dealing (27 Oct 2022 to 2 Apr 2024)
• JACQUES Hirsch

  IRN JXH01467

  • CF30 Customer (1 Nov 2007 to 11 Jun 2010)
  • CF21 Investment Adviser (8 May 2007 to 31 Oct 2007)
• Jago Ruscombe Westmacott

  IRN JRW01302

  • SMF27 Partner (since 12 Feb 2024)
  • CF4 Partner (7 Jun 2018 to 6 Dec 2019)
• James Dormer

  IRN JXD01766

  • CF30 Customer (26 Jan 2010 to 19 May 2014)
• James Nicolas Haworth-Booth

  IRN JNH01081

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (20 May 2017 to 8 Dec 2019)
• James Richard Horrocks

  IRN JRH01123

  • CF4 Partner (3 Feb 2012 to 31 Dec 2012)
  • CF30 Customer (23 Jan 2008 to 31 Dec 2012)
• Jonas Christopher Hallgren

  IRN JCH01269

  • CF30 Customer (14 Jun 2017 to 21 Dec 2018)

No changes recorded yet.