FPP Asset Management LLP

• Principal Place of Business

  FPP Asset Management

  Berkeley Square House

  Berkeley Square

  London

  Westminster

  W1J 6DB

  UNITED KINGDOM

  Phone

  +442076479100

  Web

  https://www.fppim.com

• Complaints Contact

  Eighth Floor

  Berkeley Square House

  Berkeley Square

  London

  W1J 6DB

  UNITED KINGDOM

  Phone

  +442076479100

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Douglas Richard Findlay-Shirras

  IRN DRF01022

  • CF30 Customer (25 Jul 2011 to 27 Sep 2011)
  • CF4 Partner (31 Dec 2008 to 1 Jul 2011)
• Elbek Muslimov

  IRN EXM01172

  • SMF1 Chief Executive (since 30 Sep 2020)
• Fabien Pictet

  IRN FXP01055

  • CF4 Partner (31 Dec 2008 to 5 Apr 2017)
  • CF30 Customer (31 Dec 2008 to 8 Dec 2019)
• Gavin Brennon

  IRN GRB01117

  • CF30 Customer (19 Aug 2011 to 28 Sep 2011)
• Giles Alastair James Farley

  IRN GXF06690

  • [FCA CF] Material risk taker (9 Dec 2019 to 14 Apr 2026)
  • CF30 Customer (1 Oct 2018 to 8 Dec 2019)
• Hsin-Yi Liu

  IRN HXL01114

  • CF30 Customer (8 Jun 2009 to 30 Sep 2014)
• Imran Rehman

  IRN IXR01194

  • CF30 Customer (14 Oct 2011 to 20 May 2013)
• Jitendra Dhageya

  IRN JKD01032

  • SMF16 Compliance Oversight (9 Dec 2019 to 15 Nov 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 15 Nov 2021)
  • CF11 Money Laundering Reporting (14 Mar 2016 to 8 Dec 2019)
  • CF10 Compliance Oversight (14 Mar 2016 to 8 Dec 2019)
• Jonathan Neill

  IRN JXN01139

  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • CF4 Partner (31 Dec 2008 to 5 Apr 2018)
  • CF30 Customer (31 Dec 2008 to 8 Dec 2019)
• Joseph Asa Bailey

  IRN JXB02476

  • CF30 Customer (3 Feb 2010 to 20 Apr 2012)

• BGR Asset Management LLP (no longer appointed)

  FRN 649141 · Appointed 20 Dec 2016 · Until 31 Oct 2018 · Tied agent

No changes recorded yet.