FPP Asset Management LLP

• Principal Place of Business

  FPP Asset Management

  Berkeley Square House

  Berkeley Square

  London

  Westminster

  W1J 6DB

  UNITED KINGDOM

  Phone

  +442076479100

  Web

  https://www.fppim.com

• Complaints Contact

  Eighth Floor

  Berkeley Square House

  Berkeley Square

  London

  W1J 6DB

  UNITED KINGDOM

  Phone

  +442076479100

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Julian Jacobson

  IRN JXJ01124

  • CF30 Customer (31 Dec 2008 to 13 Jan 2017)
  • CF4 Partner (31 Dec 2008 to 29 Jan 2016)
• Justin Edward Dowey

  IRN JED01073

  • CF30 Customer (1 May 2012 to 14 Nov 2014)
• Kostyantyn Stetsenko

  IRN KXS00247

  • [FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2025)
• Luisa Gil

  IRN LXC01316

  • CF4 Partner (14 Jan 2009 to 17 Nov 2011)
  • CF30 Customer (31 Dec 2008 to 31 Dec 2012)
• Makar Paseniuk

  IRN MXP07339

  • [FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2025)
• Marcus Julian Dodd

  IRN MJD01242

  • CF30 Customer (31 Dec 2008 to 30 Jun 2010)
• Mark Peter Jamieson

  IRN MPJ01060

  • CF4 Partner (2 Jul 2010 to 8 Jul 2011)
• Michael Andrew Bourke

  IRN MAB01206

  • CF30 Customer (31 Dec 2008 to 19 Nov 2012)
• Michele Mary Wood

  IRN MXW01734

  • CF4 Partner (4 Dec 2012 to 16 May 2014)
  • CF10 Compliance Oversight (12 Jul 2010 to 16 May 2014)
  • CF11 Money Laundering Reporting (12 Jul 2010 to 16 May 2014)
• Mikhail Nassimov

  IRN MXN00221

  • SMF16 Compliance Oversight (since 11 Apr 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 11 Apr 2022)

• BGR Asset Management LLP (no longer appointed)

  FRN 649141 · Appointed 20 Dec 2016 · Until 31 Oct 2018 · Tied agent

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