FPP Asset Management LLP

Date authorised
1 April 2013
Companies House
OC339241
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    FPP Asset Management
    Berkeley Square House
    Berkeley Square
    London
    Westminster
    W1J 6DB
    UNITED KINGDOM
    Phone
    +442076479100
    Web
    https://www.fppim.com

  • Complaints Contact

    Eighth Floor
    Berkeley Square House
    Berkeley Square
    London
    W1J 6DB
    UNITED KINGDOM
    Phone
    +442076479100

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Nicholas Scott Carpenter

    IRN NSC01053

    • CF4 Partner (2 Jul 2010 to 12 Aug 2011)
    • CF30 Customer (31 Dec 2008 to 12 Aug 2011)
  • Rahil Mandalia

    IRN RXM02472

    • CF10 Compliance Oversight (15 Jul 2014 to 29 Feb 2016)
    • CF11 Money Laundering Reporting (15 Jul 2014 to 29 Feb 2016)
  • Richard Anthony Hindley

    IRN RAH01108

    • CF30 Customer (12 Feb 2014 to 13 Nov 2015)
  • Richard Geoffrey Yarlott

    IRN RXY01025

    • CF4 Partner (31 Dec 2008 to 22 Feb 2010)
  • Richard William Whittall

    IRN RWW01052

    • CF4 Partner (22 Jan 2009 to 23 Mar 2010)
    • CF30 Customer (31 Dec 2008 to 23 Mar 2010)
  • Steven Philip Johnson

    IRN SPJ01038

    • CF10 Compliance Oversight (31 Dec 2008 to 9 Jul 2010)
    • CF11 Money Laundering Reporting (31 Dec 2008 to 9 Jul 2010)
    • CF3 Chief Executive (31 Dec 2008 to 9 Jul 2010)
    • CF4 Partner (31 Dec 2008 to 9 Jul 2010)
  • Surojit Roy Choudhury

    IRN SRC01122

    • CF4 Partner (7 Nov 2013 to 22 Jan 2014)
    • CF30 Customer (7 Nov 2013 to 22 Jan 2014)
  • Yun Kang Liu

    IRN YXL01030

    • CF30 Customer (21 Nov 2013 to 22 Jan 2014)
    • CF4 Partner (21 Nov 2013 to 22 Jan 2014)
  • Yvonnne Suk Fong Hau

    IRN YSH00005

    • CF30 Customer (21 Aug 2013 to 3 Jul 2015)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.