Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
M & G Securities Limited
FRN 122057
- [FCA CF] Material risk taker (since 2 Feb 2023)
-
M&G Investment Management Limited
FRN 119328
- [FCA CF] Client dealing (since 17 Jul 2020)
- [FCA CF] Manager of certification employee (since 17 Jul 2020)
- [FCA CF] Material risk taker (since 17 Jul 2020)
- CF30 Customer (7 Mar 2016 to 8 Dec 2019)
-
- CF30 Customer (31 Dec 2008 to 19 Nov 2012)
-
- CF21 Investment Adviser (7 Oct 2005 to 27 Jul 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.